0001193125-14-046938.txt : 20140212 0001193125-14-046938.hdr.sgml : 20140212 20140212075607 ACCESSION NUMBER: 0001193125-14-046938 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 GROUP MEMBERS: LSP III MANAGEMENT B.V. GROUP MEMBERS: LSP III OMNI INVESTMENT COOPERATIEF UA GROUP MEMBERS: LSP IV MANAGEMENT B.V. GROUP MEMBERS: LSP PROSENSA POOLING B.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Prosensa Holding N.V. CENTRAL INDEX KEY: 0001574111 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87624 FILM NUMBER: 14596656 BUSINESS ADDRESS: STREET 1: J.H. OORTWEG 21 CITY: 2133 CH LEIDEN STATE: P7 ZIP: 00000 BUSINESS PHONE: 31 0 713320100 MAIL ADDRESS: STREET 1: J.H. OORTWEG 21 CITY: 2133 CH LEIDEN STATE: P7 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Prosensa Holding B.V. DATE OF NAME CHANGE: 20130410 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Cooperatief LSP IV U.A. CENTRAL INDEX KEY: 0001599332 IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: JOHANNES VERMEERPLEIN 9 CITY: AMSTERDAM STATE: P7 ZIP: 1071 DV BUSINESS PHONE: 31-20-6645-500 MAIL ADDRESS: STREET 1: JOHANNES VERMEERPLEIN 9 CITY: AMSTERDAM STATE: P7 ZIP: 1071 DV SC 13G 1 d670007dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

Prosensa Holding N.V.

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

N71546100

(CUSIP Number)

December 31, 2013

(Date of Event which Requires filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. N71546100   Schedule 13G   Page 1 of 9

 

  1   

NAMES OF REPORTING PERSONS

 

LSP Prosensa Pooling B.V.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

    The Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    6,213,924

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    6,213,924

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    6,213,924

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    17.3%

12  

TYPE OF REPORTING PERSON

 

    OO

 

CUSIP No. N71546100   Schedule 13G   Page 2 of 9

 

  1   

NAMES OF REPORTING PERSONS

 

LSP III Omni Investment Coöperatief UA

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

    The Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    6,213,924

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    6,213,924

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    6,213,924

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    17.3%

12  

TYPE OF REPORTING PERSON

 

    OO

 

CUSIP No. N71546100   Schedule 13G   Page 3 of 9

 

  1   

NAMES OF REPORTING PERSONS

 

LSP III Management B.V.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

    The Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    6,213,924

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    6,213,924

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    6,213,924

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    17.3%

12  

TYPE OF REPORTING PERSON

 

    OO

 

CUSIP No. N71546100   Schedule 13G   Page 4 of 9

 

  1   

NAMES OF REPORTING PERSONS

 

Coöperatief LSP IV UA

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

    The Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    6,213,924

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    6,213,924

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    6,213,924

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    17.3%

12  

TYPE OF REPORTING PERSON

 

    OO

 

CUSIP No. N71546100   Schedule 13G   Page 5 of 9

 

  1   

NAMES OF REPORTING PERSONS

 

LSP IV Management B.V.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZEN OR PLACE OF ORGANIZATION

 

    The Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    6,213,924

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    6,213,924

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    6,213,924

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

    Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

    17.3%

12  

TYPE OF REPORTING PERSON

 

    OO

 

CUSIP No. N71546100   Schedule 13G   Page 6 of 9

 

ITEM 1.      (a)     Name of Issuer:
        

Prosensa Holding N.V. (the “Issuer”)

     (b)     Address of Issuer’s Principal Executive Offices:
        

J.H. Oortweg 21

2333 CH Leiden

The Netherlands

ITEM 2.      (a)     Name of Person Filing:
        

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

        

LSP Prosensa Pooling B.V. (“LSP Pooling”)

LSP III Omni Investment Coöperatief UA (“LSP III”)

LSP III Management B.V.

Coöperatief LSP IV UA (“LSP IV”)

LSP IV Management B.V.

     (b)     Address or Principal Business Office:
        

The business address of each of the Reporting Persons is c/o LSP, Johannes Vermeerplein 9, 1071 DV Amsterdam, the Netherlands.

     (c)     Citizenship of each Reporting Person is:
        

Each of the reporting persons is organized under the laws of the Netherlands.

     (d)     Title of Class of Securities:
        

Ordinary Shares, €0.01 par value per share (“Ordinary Shares”)

     (e)     CUSIP Number:
        

N71546100

ITEM 3.         
         Not applicable.

CUSIP No. N71546100   Schedule 13G   Page 7 of 9

 

ITEM 4. Ownership

Ownership (a-c)

The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of December 31, 2013, based upon 35,902,298 Ordinary Shares outstanding as of July 3, 2013.

 

Reporting Person   

Amount

beneficially

owned

     

Percent

of class:

     Sole
power
to vote or
to direct
the vote:		      Shared
power to
vote or to
direct the
vote:		     

Sole
power to
dispose or
to direct
the
disposition

of:

     

Shared

power to

dispose or

to direct

the

disposition

of:

  

LSP Prosensa Pooling B.V.

      6,213,924         17.3 %      0         6,213,924         0         6,213,924   

LSP III Omni Investment Coöperatief UA

      6,213,924         17.3 %      0         6,213,924         0         6,213,924   

LSP III Management B.V.

      6,213,924         17.3 %      0         6,213,924         0         6,213,924   

Coöperatief LSP IV UA

      6,213,924         17.3 %      0         6,213,924         0         6,213,924   

LSP IV Management B.V.

      6,213,924         17.3 %      0         6,213,924         0         6,213,924   

LSP Pooling is the record holder of 6,213,924 shares of the Issuer’s Common Stock. LSP III and LSP IV are the sole shareholders of LSP Pooling. LSP III Management B.V. is the sole director of LSP III and LSP IV Management B.V. is the sole director of LSP IV. LSP III Management B.V. and LSP IV Management B.V. are the directors of LSP Pooling and have the voting and investment power over the shares held by LSP Pooling. The individual directors of LSP III Management B.V. are Martijn Kleijwegt, Rene Kuijten and Joachim Rothe, and the individual directors of LSP IV Management B.V. are Martijn Kleijwegt, Rene Kuijten and Joachim Rothe. All indirect holders of the above referenced shares disclaim beneficial ownership of all applicable shares.

 

ITEM 5. Ownership of Five Percent or Less of a Class

Not applicable.

 

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

CUSIP No. N71546100   Schedule 13G   Page 8 of 9

 

ITEM 8. Identification and Classification of Members of the Group

Not applicable.

 

ITEM 9. Notice of Dissolution of Group

Not applicable.

 

ITEM 10. Certification

Not applicable.

CUSIP No. N71546100   Schedule 13G   Page 9 of 9

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2014

 

LSP Prosensa Pooling B.V.      
By:   LSP III Management B.V.     By:   LSP IV Management B.V.
Title:   Managing Director     Title:   Managing Director
By:  

/s/ M. Kleijwegt and R.R. Kuijten

     By:  

/s/ M. Kleijwegt and R.R. Kuijten

Name:   M. Kleijwegt and R.R. Kuijten     Name:   M. Kleijwegt and R.R. Kuijten
Title:   Managing Directors     Title:   Managing Directors
LSP III Omni Investment Coöperatief U.A.      
By:   LSP III Management B.V.      
Title:   Managing Director      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
LSP III Management B.V.      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
Coöperatief LSP IV U.A .      
By:   LSP IV Management B.V.      
Title:   Managing Director      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
LSP IV Management B.V.      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      

LIST OF EXHIBITS

 

Exhibit
No.

   

Description

99    Joint Filing Agreement.
 EX-99 2 d670007dex99.htm EX-99 EX-99

Exhibit 99

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13G with respect to the Ordinary Shares beneficially owned by each of them of Prosensa Holding N.V. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13G.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 12th day of February, 2014.

 

LSP Prosensa Pooling B.V.      
By:   LSP III Management B.V.     By:   LSP IV Management B.V.
Title:   Managing Director     Title:   Managing Director
By:  

/s/ M. Kleijwegt and R.R. Kuijten

     By:  

/s/ M. Kleijwegt and R.R. Kuijten

Name:   M. Kleijwegt and R.R. Kuijten     Name:   M. Kleijwegt and R.R. Kuijten
Title:   Managing Directors     Title:   Managing Directors
LSP III Omni Investment Coöperatief U.A.      
By:   LSP III Management B.V.      
Title:   Managing Director      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
LSP III Management B.V.      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
Coöperatief LSP IV U.A .      
By:   LSP IV Management B.V.      
Title:   Managing Director      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors      
LSP IV Management B.V.      
By:  

/s/ M. Kleijwegt and R.R. Kuijten

      
Name:   M. Kleijwegt and R.R. Kuijten      
Title:   Managing Directors